§ 38.600. Core Principle 11.
69 words·~1 min read·
/us/cfr/t17/s§ 38.600·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The board of trade shall establish and enforce:
(a)Rules and procedures for ensuring the financial integrity of transactions entered into on or through the facilities of the contract market (including the clearance and settlement of the transactions with a derivatives clearing organization); and
(b)Rules to ensure:
(1)The financial integrity of any:
(i)Futures commission merchant, and
(ii)Introducing broker; and
(2)The protection of customer funds.
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§ 38.600
Core Principle 11.
Fed. Reg.×1
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